Steven Swanson
Steven Swanson is a CFP-designated registered investment advisor at LPL Financial LLC, based in Frankfort, IL, with 26 years of industry experience. Steven is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
10235 W. Lincoln Hwy, Frankfort, IL, 60423
Get directionsHistory
Regulatory History (1)
Customer Dispute
April 2012Other Business Activities
Steven operates his LPL business under the DBA Atlas Wealth Management since 2016, dedicating all of his time to it. He also acts as a landlord for a real estate rental property since 2020, spending minimal time on it.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
J.P. Morgan Securities LLCBroker
J.P. Morgan Securities LLC
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Banc One Securities CorporationBroker
Pruco Securities CorporationBroker
State Registrations29 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Jeffrey Otway, CFPLPL Financial LLC
- Anastacio Gamino, CFPLPL Financial LLC
- Anthony Lodovico, CFPLPL Financial LLC
- Cataldo PaniciLPL Financial LLC
- Daniel Hawtree, CFPLPL Financial LLC
- Douglas Degroot, CFPProvidence Wealth Advisors, LLC