Daniel Hawtree
Daniel Hawtree is a CFP-designated registered investment advisor at LPL Financial LLC, based in Frankfort, IL, with 38 years of industry experience. Daniel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
19350 South Harlem Ave Ste 202, Frankfort, IL, 60423
Get directionsHistory
Regulatory History (1)
Customer Dispute
May 2014Other Business Activities
Daniel is involved in several business activities, including owning real estate rentals and CPA businesses (Hawtree & Associates, Legris, Hawtree & Associates DBA LHA, LTD, Trust Support Services LTD). He dedicates about half of his time to Hawtree & Associates and minimal time to the other activities.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Spc
Spc
Sigma Financial CorporationBroker
Hochman & Baker Securities, INC.Broker
Daly Investment CO.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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