Douglas Bailey
Douglas Bailey is a registered investment advisor at RBC Capital Markets, LLC, based in Seal Beach, CA, with 34 years of industry experience. Douglas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.
Location
3010 Old Ranch Parkway, Suite 470, Seal Beach, CA, 90740-2760
Get directionsHistory
Regulatory History (2)
Customer Dispute
July 2010Customer Dispute
May 2008Other Business Activities
Douglas is an active owner of Naj Consulting, consulting for private developers, dedicating a few hours per week. He also serves on the Board of Directors for the Boys and Girls Club of Cypress, spending a few hours per week.
Employment History
Current Registrations
RBC Capital Markets, LLC
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
Previous Registrations
Sutro & CO. IncorporatedBroker
Prudential Securities IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
First Choice Securities CORP.Broker
State Registrations40 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.