Dennis Fitzgerald
Dennis Fitzgerald is a registered investment advisor at RBC Capital Markets, LLC, based in Seal Beach, CA, with 55 years of industry experience. Dennis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.
Location
3010 Old Ranch Parkway, Suite 470, Seal Beach, CA, 90740-2760
Get directionsHistory
Regulatory History (2)
Customer Dispute
March 2015Customer Dispute
October 1997Other Business Activities
Dennis serves as trustee for two trusts, one a charitable remainder trust and the other a QTIP trust. He spends a few hours per week on the charitable trust and minimal time on the QTIP trust.
Employment History
Current Registrations
RBC Capital Markets, LLC
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Clearing Services, LLC
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Prudential Securities IncorporatedBroker
Painewebber IncorporatedBroker
Bateman Eichler, Hill Richards, IncorporatedBroker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.