Lori Gilchrist is a registered investment advisor, based in Los Angeles, CA, with 28 years of industry experience. Lori is also registered as a broker, so some compensation may come from commissions on products sold.
Location
515 South Flower Street, Los Angeles, CA, 90071
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Regulatory History (1)
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Financial
July 2020Final
Employment History
Current Registrations
Tcw Funds Distributors LLC
May 2016 - Present · 10 yrs 5 mos
Tcw Funds Distributors LLCBroker
May 2016 - Present · 10 yrs 5 mos
Tcw Investment Management Company LLC
May 2016 - Present · 10 yrs 5 mos
Previous Registrations
Thrivent Investment Management INC.
June 2012 - November 2015 · 3 yrs 5 mos
Thrivent Investment Management INC.Broker
April 2012 - November 2015 · 3 yrs 7 mos
Dfa Securities LLCBroker
May 2007 - April 2010 · 2 yrs 11 mos
Securities America Advisors, INC.
June 2003 - May 2007 · 3 yrs 11 mos
Securities America, INC.Broker
June 2000 - May 2007 · 6 yrs 11 mos
Asb Financial ServicesBroker
June 1996 - August 1996 · 2 mos
Griffin Financial ServicesBroker
December 1994 - June 1996 · 1 yr 6 mos
Citicorp Investment ServicesBroker
September 1991 - November 1994 · 3 yrs 2 mos
State Registrations1 state
CA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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