Gordon Gruenes

Northwestern Mutual Investment Services,llc

34 Years of Experience

Chicago, IL

1 DisclosureBrokerSells Insurance

Gordon Gruenes is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Chicago, IL, with 34 years of industry experience. Gordon operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Northwestern Mutual Investment Services,llc

Compensation

Fixed/Hourly

Firm Size

2117 advisors

Number of Clients

1 client

Average Client Portfolio

Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

225 W Randolph St, Ste 2000, Chicago, IL, 60606

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History

Regulatory History (1)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

August 2002

Settled

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Other Business ActivitiesSells Insurance

Gordon may earn commissions from insurance companies for selling non-variable life, health, annuity, and/or disability income insurance products.

Employment History

Current Registrations

Northwestern Mutual Investment Services,llc

October 2002 - Present · 23 yrs 7 mos

Northwestern Mutual Investment Services, LLCBroker

October 1991 - Present · 34 yrs 7 mos

Previous Registrations

Robert W. Baird & CO. IncorporatedBroker

October 1991 - January 2002 · 10 yrs 3 mos

State Registrations16 states

ARCACODEGAILINMIMNNCNJOHORTXWAWI

AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams

No exam information available for this advisor.

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