Scott Goldstein
Scott Goldstein is a CFP-designated registered investment advisor at Northwestern Mutual Investment Services,llc, based in Chicago, IL, with 32 years of industry experience. Scott is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 1 clients.
Compensation
Firm Size
IM Fee
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
225 W Randolph St, Ste 2000, Chicago, IL, 60606
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Scott may earn commissions from insurance companies not affiliated with Northwestern Mutual for sales of non-variable life, health, annuity, and/or disability income insurance products. He also serves as trustee for several family trusts, dedicating a few hours per week to each.
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
Previous Registrations
Northwestern Mutual Wealth Management Company
Northwestern Mutual Investment Services,llc
Robert W. Baird & CO. IncorporatedBroker
State Registrations30 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Andrew Higney, ChFCNorthwestern Mutual Investment Services,llc
- David TriezenbergNorthwestern Mutual Investment Services,llc
- Gordon GruenesNorthwestern Mutual Investment Services,llc
- David Metzger, CFA, CFPNorthwestern Mutual Investment Services,llc
- Dario BolanosNorthwestern Mutual Investment Services,llc
- Britton Yackey, ChFCNorthwestern Mutual Investment Services,llc