Douglas Gonzalez
Douglas Gonzalez is a registered investment advisor at Citigroup Global Markets INC., based in Goshen, NY, with 25 years of industry experience. Douglas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 56,938 clients with $47B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
CGMI offers various investment advisory programs with different fee structures. The CGMI fee is an annualized, fixed, asset-based fee of up to 2% that is negotiable based on a number of factors. Clients may also pay separate fees to third-party investment managers, generally ranging from 0.05% to 1.00% depending on the asset class and investment style. These fees do not include additional charges such as wire transfer fees, taxes, or brokerage commissions for trades executed outside of CGMI or Clearing Firm.
Location
Goshen, NY
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Douglas's spouse owns JEDJ Corp, a minority/black woman-owned business that helps veterans with resume writing and interview techniques, with Douglas performing minimal clerical and administrative work on weekends. Douglas is also a seasonal cycling instructor for Bike New York, dedicating a few hours per week outside of securities trading hours.
Employment History
Current Registrations
Citigroup Global Markets INC.
Citigroup Global Markets INC.
Citi Private Alternatives, LLC
Citigroup Global Markets INC.Broker
Citi Private Alternatives, LLCBroker
Previous Registrations
Citi Global Advisory, LLC
Dws Distributors, INC.Broker
Pickwick Capital Partners, LLCBroker
Academy Securities, INC.Broker
Morgan StanleyBroker
Cicerone Securities, LLCBroker
Safdie Investment Services CORP.Broker
Further Lane Securities, L.P.Broker
Charles Schwab & CO., INC.Broker
Hsbc Securities (USA) INC.Broker
Hsbc Brokerage (USA) INC.Broker
Republic Financial Services CorporationBroker
Van Eck Securities CorporationBroker
Societe Generale Securities CorporationBroker
Dean Witter Reynolds INC.Broker
State Registrations53 states
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