Stephen Littenberg
Stephen Littenberg is a CFP, ChFC-designated registered investment advisor at Private Advisor Group, LLC, based in Red Bank, NJ, with 35 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Retirement Planning. Their firm serves 137,723 clients with $41B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Private Advisor Group offers investment management services where fees are based on a percentage of the value of your investments. The exact percentage is negotiable, up to a maximum of 2.00% per year, and is charged quarterly. Clients also pay brokerage commissions and transaction fees to the custodian. The firm may also charge a flat fee or an hourly fee for specific services.
Location
11 Wharf Ave Commercial Suite 1, Red Bank, NJ, 07701
Get directionsHistory
Regulatory History (2)
Customer Dispute
April 2004Customer Dispute
November 1994Other Business ActivitiesSells Insurance
Stephen uses Scholar Wealth Management and Scholar 401k Solutions for his investment advice business through Private Advisor Group, dedicating nearly full-time hours to it. Stephen also holds an insurance license and may recommend insurance products on a commission basis, but devotes minimal time to this activity.
Employment History
Current Registrations
Private Advisor Group, LLC
Previous Registrations
LPL Financial LLCBroker
National Asset Management, INC.
National Securities CorporationBroker
Ing Financial Advisers, LLC
Aetna Financial Services, INC.Broker
Ing Financial Advisers, LLCBroker
AXA Advisors, LLCBroker
The Equitable Life Assurance Society of the United StatesBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.