Michael Cox
Michael Cox is a CFP-designated registered investment advisor at Cw Securities, LLC, based in Knoxville, TN, with 35 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning. Their firm serves 145 clients with $100M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.50% |
| $250K - $500K | 1.25% |
| $500K - $1.0M | 1.00% |
| $1M+ | 1.00% |
Fees are negotiable for accounts over $1,000,000.
Fee Estimator
Location
8870 Cedar Springs Lane, Suite 208, Knoxville, TN, 37923
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Michael is the president of C W Securities, LLC, an investment advisory firm, dedicating most of his time to this role. He is also an insurance agent with various insurance companies, requiring minimal time, and the sole proprietor of Capital Wealth Management, LLC, which is used for expense payments and requires minimal time.
Employment History
Current Registrations
Cw Securities, LLC
Cw Securities, LLCBroker
Previous Registrations
Cw Securities, LLC
Landoak Securities, LLCBroker
Equity Services, INC.Broker
Capital Analysts, IncorporatedBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.