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Stephen Chappell
34 Years of Experience
Wilmington, NC
1 DisclosureBroker
Stephen Chappell is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Wilmington, NC, with 34 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B
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Location
106 North Water Street, Suite 202, Wilmington, NC, 28401
Get directionsHistory
Regulatory History (1)
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Employment Separation After Allegations
October 1995Other Business Activities
Stephen is involved in personal/private investment activities. He dedicates minimal time to this business, including during trading hours.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
January 2009 - Present · 17 yrs 4 mos
Raymond James Financial Services, INC.
January 1996 - Present · 30 yrs 4 mos
Raymond James Financial Services, INC.Broker
January 1996 - Present · 30 yrs 4 mos
Previous Registrations
Raymond James Financial Services
December 2001 - January 2009 · 7 yrs 1 mo
Edward D. Jones & CO., L.P.Broker
March 1995 - October 1995 · 7 mos
American Express Financial Advisors INC.Broker
April 1991 - March 1995 · 3 yrs 11 mos
Ids Life Insurance CompanyBroker
April 1991 - March 1995 · 3 yrs 11 mos
State Registrations11 states
CAFLGAMDNCNMNYPASCTXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.