JB
JB

John Brosnan

32 Years of Experience
Wilmington, NC
3 DisclosuresBroker

John Brosnan is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Wilmington, NC, with 32 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

1213 Culbreth Drive, Suite 219, Wilmington, NC, 28405

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2003
Denied
Customer Dispute
September 2002
Settled
Customer Dispute
August 1997
Settled
Other Business Activities

John is the CEO and President of JF Brosnan LLC, a support company for independent brokerage arrangements. He also owns rental real estate and serves on the board of the Townes of Summerwalk HOA, dedicating minimal time to each of these activities.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
January 2009 - Present · 17 yrs 4 mos
Raymond James Financial Services, INC.Broker
August 2000 - Present · 25 yrs 9 mos
Raymond James Financial Services, INC.
August 2000 - Present · 25 yrs 9 mos
Previous Registrations
Raymond James Financial Services
December 2001 - January 2009 · 7 yrs 1 mo
Edward JonesBroker
August 1993 - September 2000 · 7 yrs 1 mo
State Registrations16 states
ALCAFLGAMAMDMONCNYOHOKSCTNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
John Brosnan - Financial Advisor | TrueAdvisor