Paul Pucilowski
Paul Pucilowski is a registered investment advisor at LPL Financial LLC, based in Riverhead, NY, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Riverhead, NY
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Regulatory History (1)
Customer Dispute
May 1998Other Business Activities
Paul operates First Investments as a DBA for his LPL business. This activity is investment-related and conducted at the reported business location.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Cetera Advisor Networks LLCBroker
Walnut Street Securities, INC.Broker
NFP Securities, INC.Broker
Veravest Investments, INC.Broker
Prime Capital Services, INC.Broker
First Montauk Securities CORP.Broker
First Empire Securities, INC.Broker
Robert Thomas Securities, INCBroker
Josephthal Lyon & Ross IncorporatedBroker
Chatfield Dean & CO., INC.Broker
Royce Investment Group, INC.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.