Lania Cross is a registered investment advisor at LPL Financial LLC, based in Riverhead, NY, with 27 years of industry experience. Lania is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
193 Griffing Ave, Riverhead, NY, 11901
Get directionsHistory
Regulatory History (2)
Customer Dispute
January 2009Customer Dispute
September 2008Other Business Activities
Lania operates under several DBAs for her LPL business, including Bellhaven Financial Advisors and Dime Financial Services. She also has a business entity, Bellhaven Wealth Advisors, Inc., for tax/investment purposes, dedicating about a quarter of her time during securities trading.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Capital One Financial Advisors LLC
Capital One Investment Services LLCBroker
Quick & Reilly, INC.Broker
Fleet Enterprises, INC.Broker
Dean Witter Reynolds INC.Broker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Paul PucilowskiLPL Financial LLC
- Joseph CampisiLPL Financial LLC
- Joseph Kosinski, CFP, ChFCOsaic Wealth, INC.
- Preston Schoenfeld, CFPMorgan Stanley
- Jack Kosinski, CFPOsaic Wealth, INC.
- Jeffrey Connolly, CFAOsaic Wealth, INC.