Paul Pucilowski
Paul Pucilowski is a registered investment advisor at LPL Financial LLC, based in Riverhead, NY, with 34 years of industry experience. Paul is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
Riverhead, NY
Get directionsHistory
Regulatory History (1)
Customer Dispute
May 1998Other Business Activities
Paul operates First Investments as a DBA for his LPL business. This activity is investment-related and conducted at the reported business location.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Cetera Advisor Networks LLCBroker
Walnut Street Securities, INC.Broker
NFP Securities, INC.Broker
Veravest Investments, INC.Broker
Prime Capital Services, INC.Broker
First Montauk Securities CORP.Broker
First Empire Securities, INC.Broker
Robert Thomas Securities, INCBroker
Josephthal Lyon & Ross IncorporatedBroker
Chatfield Dean & CO., INC.Broker
Royce Investment Group, INC.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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