Mark Frederick is a registered investment advisor, based in Roseville, CA, with 34 years of industry experience.
Location
2510 Douglas Blvd, Suite 100, Roseville, CA, 95661
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Mark is a sole proprietor and registered investment advisor since 1996. He is also a beneficiary of a family trust account, acting in a fiduciary position, which takes about a quarter of his time.
Employment History
Current Registrations
Cetera Advisors LLC
September 2022 - Present · 3 yrs 8 mos
Cetera Advisors LLCBroker
September 2022 - Present · 3 yrs 8 mos
Cetera Investment Advisers LLC
November 2020 - Present · 5 yrs 6 mos
Frederick, Mark D.
August 2018 - Present · 7 yrs 9 mos
Previous Registrations
First Allied Advisory Services, INC.
January 2012 - November 2020 · 8 yrs 10 mos
First Allied Securities, INC.Broker
June 2006 - September 2022 · 16 yrs 3 mos
Aig Financial Advisors, INC.Broker
October 2005 - June 2006 · 8 mos
Sunamerica Securities, INC.Broker
June 1996 - October 2005 · 9 yrs 4 mos
American Express Financial Advisors INC.Broker
June 1991 - June 1996 · 5 yrs
Ids Life Insurance CompanyBroker
June 1991 - June 1996 · 5 yrs
State Registrations14 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.