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Christopher Kempton

Wellth Advisory Services, LLC
35 Years of Experience
Buffalo, NY
Sells Insurance
View SEC Summary
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Christopher Kempton is a registered investment advisor at Wellth Advisory Services, LLC, based in Buffalo, NY, with 35 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 3,887 clients with $27B in assets under management.

Wellth Advisory Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
74 advisors
Number of Clients
3,887 clients
Average Client Portfolio
$6.9M average
Assets Under Management
$26.7B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M2.00%
$1.0M - $2.0M1.50%
$2M+1.00%

Fees are negotiable on a client-by-client basis. Rates reflect maximum annual fees; specific program fees (such as LPL advisory programs) and third-party manager fees may apply separately.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

801 Main Street, Buffalo, NY, 14203

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Christopher has several business activities, including DBAs, a family partnership, and outside employment, all investment-related. He also dedicates nearly full-time hours to providing investment advisory services through Strategic Retirement Partners.

Employment History
Current Registrations
Wellth Advisory Services, LLC
June 2024 - Present · 2 yrs 4 mos
Previous Registrations
Global Retirement Partners LLC
April 2019 - July 2024 · 5 yrs 3 mos
LPL Financial LLCBroker
April 2019 - December 2019 · 8 mos
Kestra Advisory Services, LLC
April 2016 - April 2019 · 3 yrs
Kestra Investment Services, LLCBroker
July 2014 - April 2019 · 4 yrs 9 mos
NFP Advisor Services, LLC
July 2014 - September 2016 · 2 yrs 2 mos
Financial Telesis, INC.
June 2014 - July 2014 · 1 mo
Financial Telesis, INC.
February 2010 - October 2012 · 2 yrs 8 mos
Financial Telesis INCBroker
October 2009 - July 2014 · 4 yrs 9 mos
Princor Financial Services CorporationBroker
September 2001 - October 2009 · 8 yrs 1 mo
Princor Financial Services CorporationBroker
May 1991 - September 2001 · 10 yrs 4 mos
State Registrations2 states
NYPA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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