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Gregg Powers

34 Years of Experience
Palm Beach Gardens, FL
2 DisclosuresBroker

Gregg Powers is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Palm Beach Gardens, FL, with 34 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

11505 Fairchild Gardens Avenue, Suite 204, Palm Beach Gardens, FL, 33410

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
April 2010
Final
Customer Dispute
October 2008
Settled
Other Business Activities

Gregg owns rental real estate, dedicating minimal time to it. He also works as a financial advisor through Twin Powers Wealth, LLC, taking about half of his time.

Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
June 2017 - Present · 9 yrs 1 mo
Previous Registrations
Wells Fargo Clearing Services, LLC
October 2000 - June 2017 · 16 yrs 8 mos
Wells Fargo Clearing Services, LLCBroker
October 2000 - June 2017 · 16 yrs 8 mos
First Union Brokerage Services, INC.Broker
September 2000 - October 2000 · 1 mo
Ebi Securities CorporationBroker
February 2000 - August 2000 · 6 mos
American Fronteer Financial CorporationBroker
July 1997 - February 2000 · 2 yrs 7 mos
Worthington Capital Group, INC.Broker
July 1997 - July 1997 · 0 mos
Investors Associates, INC.Broker
April 1996 - July 1997 · 1 yr 3 mos
Corporate Securities Group, INC.Broker
July 1994 - April 1996 · 1 yr 9 mos
Hibbard Brown & CO., INC.Broker
February 1992 - August 1994 · 2 yrs 6 mos
State Registrations19 states
ALAZCACOFLGAMANCNJNYOHPARISCUTVAWAWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.