Daniel A Odigie

Ip Financial Advisory Services LLC

34 Years of Experience

3 DisclosuresBrokerSells Insurance

View SEC Summary

Areas of Practice

Insurance PlanningEstate PlanningTax PlanningRetirement Planning

Ip Financial Advisory Services LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

118 advisors

Number of Clients

2,041 clients

Average Client Portfolio

$223K average

Assets Under Management

$456.1M

Location

5950 Fairview Road, Suite 140, Charlotte, NC, 28210

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History

Regulatory History (3)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

August 2003

Settled

Customer Dispute

July 2003

Denied

Customer Dispute

September 2002

Closed-No Action

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Daniel is the owner/agent of MD Capital & Wealth Management LLC, offering accident, health, and life insurance, as well as fixed annuities and practice management consulting. This takes a few hours per week, all during trading hours.