GW
GW
George Welker is a registered investment advisor at Morgan Stanley, based in Ridgefield, CT, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
90 Grove Street, Ridgefield, CT, 06877
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Regulatory History (1)
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Customer Dispute
June 2004Denied
Employment History
Current Registrations
Morgan StanleyBroker
October 2019 - Present · 6 yrs 9 mos
Morgan Stanley
October 2019 - Present · 6 yrs 9 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
May 2010 - October 2019 · 9 yrs 5 mos
Wells Fargo Clearing Services, LLCBroker
May 2010 - October 2019 · 9 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - May 2010 · 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - May 2010 · 7 mos
Banc of America Investment Services, INC.Broker
October 2004 - October 2009 · 5 yrs
Banc of America Investment Services, INC.
October 2004 - October 2009 · 5 yrs
Quick & Reilly, INC.
May 2004 - October 2004 · 5 mos
Quick & Reilly, INC.Broker
September 2000 - October 2004 · 4 yrs 1 mo
Fis Securities, INC.Broker
January 1999 - September 2000 · 1 yr 8 mos
Nylife Securities INC.Broker
October 1997 - January 1999 · 1 yr 3 mos
Pruco Securities CorporationBroker
August 1991 - September 1997 · 6 yrs 1 mo
The Prudential Insurance Company of AmericaBroker
August 1991 - December 1993 · 2 yrs 4 mos
State Registrations24 states
ALAZCACOCTFLMAMDMEMIMNNHNJNYOHORPARISCTXVAVTWAWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.