HC
HC
Henry Cooperman
44 Years of Experience
Ridgefield, CT
4 DisclosuresBroker
Henry Cooperman is a registered investment advisor at Morgan Stanley, based in Ridgefield, CT, with 44 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
90 Grove Street, Ridgefield, CT, 06877
Get directionsHistory
Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2012Final
Customer Dispute
April 2009Settled
Customer Dispute
March 2009Denied
Customer Dispute
November 2008Denied
Other Business Activities
Henry is the owner of 2.24 Quaker Ridge Rd LLC, a real estate property purchased in 2018. He spends minimal time on this activity outside of business hours.
Employment History
Current Registrations
Morgan StanleyBroker
March 2016 - Present · 10 yrs 2 mos
Morgan Stanley
March 2016 - Present · 10 yrs 2 mos
Previous Registrations
UBS Financial Services INC.
January 2013 - March 2016 · 3 yrs 2 mos
UBS Financial Services INC.Broker
March 2012 - March 2016 · 4 yrs
Wells Fargo Advisors, LLC
July 2009 - March 2012 · 2 yrs 8 mos
Wells Fargo Advisors, LLCBroker
November 2008 - March 2012 · 3 yrs 4 mos
LPL Financial CorporationBroker
May 2008 - November 2008 · 6 mos
Ifmg Securities, INC.Broker
July 2005 - May 2008 · 2 yrs 10 mos
Hartford Equity Sales Company INC.Broker
November 2004 - July 2005 · 8 mos
Nylife Securities INC.Broker
July 2003 - November 2004 · 1 yr 4 mos
Northwestern Mutual Investment Services, LLCBroker
October 2002 - May 2003 · 7 mos
Metlife Securities INC.Broker
October 1998 - September 2002 · 3 yrs 11 mos
Metropolitan Life Insurance CompanyBroker
October 1998 - September 2002 · 3 yrs 11 mos
Robert W. Baird & CO. IncorporatedBroker
March 1985 - September 1998 · 13 yrs 6 mos
Northwestern Mutual Investment Services, LLCBroker
July 1981 - September 1998 · 17 yrs 2 mos
State Registrations33 states
AZCACOCTDCDEFLGAIAILINKYLAMAMDMEMIMNMONCNJNMNVNYOHORPASCTXVAVTWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.