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Henry Cooperman

Morgan Stanley
44 Years of Experience
Ridgefield, CT
4 DisclosuresBroker
View SEC Summary
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Henry Cooperman is a registered investment advisor at Morgan Stanley, based in Ridgefield, CT, with 44 years of industry experience. Henry is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.

Morgan Stanley
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23172 advisors
Number of Clients
2,703,720 clients
Average Client Portfolio
$726K average
Assets Under Management
$1961.9B

Fee Structure

Investment management only (planning not offered)

Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.

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Location

90 Grove Street, Ridgefield, CT, 06877

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2012
Final
Customer Dispute
April 2009
Settled
Customer Dispute
March 2009
Denied
Customer Dispute
November 2008
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Henry is the owner of 2.24 Quaker Ridge Rd LLC, a real estate property purchased in 2018. He spends minimal time on this activity outside of business hours.

Employment History
Current Registrations
Morgan StanleyBroker
March 2016 - Present · 10 yrs 7 mos
Morgan Stanley
March 2016 - Present · 10 yrs 7 mos
Previous Registrations
UBS Financial Services INC.
January 2013 - March 2016 · 3 yrs 2 mos
UBS Financial Services INC.Broker
March 2012 - March 2016 · 4 yrs
Wells Fargo Advisors, LLC
July 2009 - March 2012 · 2 yrs 8 mos
Wells Fargo Advisors, LLCBroker
November 2008 - March 2012 · 3 yrs 4 mos
LPL Financial CorporationBroker
May 2008 - November 2008 · 6 mos
Ifmg Securities, INC.Broker
July 2005 - May 2008 · 2 yrs 10 mos
Hartford Equity Sales Company INC.Broker
November 2004 - July 2005 · 8 mos
Nylife Securities INC.Broker
July 2003 - November 2004 · 1 yr 4 mos
Northwestern Mutual Investment Services, LLCBroker
October 2002 - May 2003 · 7 mos
Metlife Securities INC.Broker
October 1998 - September 2002 · 3 yrs 11 mos
Metropolitan Life Insurance CompanyBroker
October 1998 - September 2002 · 3 yrs 11 mos
Robert W. Baird & CO. IncorporatedBroker
March 1985 - September 1998 · 13 yrs 6 mos
Northwestern Mutual Investment Services, LLCBroker
July 1981 - September 1998 · 17 yrs 2 mos
State Registrations33 states
AZCACOCTDCDEFLGAIAILINKYLAMAMDMEMIMNMONCNJNMNVNYOHORPASCTXVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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