DS
CFP
DS
CFP
David Schneider
15 Years of Experience
Ridgefield, CT
1 DisclosureBroker
David Schneider is a CFP-designated registered investment advisor at Morgan Stanley, based in Ridgefield, CT, with 15 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
90 Grove Street, Ridgefield, CT, 06877
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Regulatory History (1)
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Customer Dispute
July 2016Denied
Employment History
Current Registrations
Morgan Stanley
July 2020 - Present · 5 yrs 10 mos
Morgan StanleyBroker
July 2020 - Present · 5 yrs 10 mos
Previous Registrations
J.P. Morgan Securities LLC
November 2013 - July 2020 · 6 yrs 8 mos
J.P. Morgan Securities LLCBroker
November 2013 - July 2020 · 6 yrs 8 mos
Morgan Stanley
April 2013 - November 2013 · 7 mos
Morgan StanleyBroker
March 2013 - November 2013 · 8 mos
Itg INC.Broker
January 2012 - December 2012 · 11 mos
Gleacher & Company Securities, INC.Broker
June 2010 - September 2011 · 1 yr 3 mos
Broadpoint Amtech, INC.Broker
May 2010 - June 2010 · 1 mo
State Registrations37 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.