Daniel Witham is a registered investment advisor at LPL Financial LLC, based in Tulsa, OK, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
8516 E. 101st St., Suite C, Tulsa, OK, 74133
Get directionsHistory
Regulatory History (7)
Customer Dispute
June 2021Financial
November 2018Financial
August 2018Financial
July 2018Judgment / Lien
June 2018Judgment / Lien
June 2018Customer Dispute
May 2001Other Business Activities
Daniel operates DW Financial Services, Inc. as a DBA for his LPL business. He also owns Lawman Shave Products, dedicating a few hours per week, and is publishing a book, also dedicating a few hours per week.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Raymond James Financial Services
Raymond James Financial Services, INC.Broker
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Uvest Financial Services Group, INC.
Uvest Financial Services Group, INC.Broker
Century Securities Associates INC
Century Securities Associates, INC.Broker
Century Securities Associates INC
Royal Alliance Associates, INC.
Royal Alliance Associates, INC.Broker
Morgan Stanley
Morgan Stanley Dw INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations25 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.