GW
GW
Gregory Williams
32 Years of Experience
Memphis, TN
2 DisclosuresBroker
Gregory Williams is a registered investment advisor at Raymond James & Associates, INC., based in Memphis, TN, with 32 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
1100 Ridgeway Loop Road, Memphis, TN, 38120
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Regulatory History (2)
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Customer Dispute
October 2003Settled
Employment Separation After Allegations
September 2003Other Business Activities
Gregory is the President of AG Investment Properties LLC, a rental real estate business, since April 2024. He spends a few hours per week managing the property, paying bills, and handling taxes.
Employment History
Current Registrations
Raymond James & Associates, INC.
February 2013 - Present · 13 yrs 3 mos
Raymond James & Associates, INC.Broker
February 2013 - Present · 13 yrs 3 mos
Previous Registrations
Morgan Keegan & Company, INC.
February 2007 - February 2013 · 6 yrs
Morgan Keegan & Company, INC.Broker
February 2007 - February 2013 · 6 yrs
Amsouth Investment Management Company LLC
May 2005 - February 2007 · 1 yr 9 mos
Amsouth Investment Services, INC.Broker
December 2004 - February 2007 · 2 yrs 2 mos
Ncf Financial Services, INC.Broker
September 2002 - October 2003 · 1 yr 1 mo
Invest Financial CorporationBroker
April 1999 - September 2002 · 3 yrs 5 mos
Pfic Securities CorporationBroker
December 1997 - April 1999 · 1 yr 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1995 - March 1997 · 1 yr 5 mos
Dean Witter Reynolds INC.Broker
May 1991 - October 1995 · 4 yrs 5 mos
State Registrations19 states
ARAZCACOFLGAILLAMAMNMSNCNMOHOKSCTNTXWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.