KP
CFP
KP
CFP
Keith Powell is a CFP-designated registered investment advisor, based in Austin, TX, with 33 years of industry experience. Keith is also registered as a broker, so some compensation may come from commissions on products sold.
Location
11824 Jollyville Rd., Suite 500, Austin, TX, 78759
Get directionsHistory
Regulatory History (3)
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Financial
October 2024Final
Regulatory
June 2013Final
Employment Separation After Allegations
June 2013Other Business ActivitiesSells Insurance
Keith is involved in several business activities, including being a limited partner in KNS Ventures LP, president of Lucid Life Holdings, and owner/president of Austin Divorce Planners. He also sells fixed insurance as a sole proprietor and is a partner at Compass & Crest, a fixed income sales company.
Employment History
Current Registrations
Quincy Wells Capital, LLC
March 2026 - Present · 7 mos
Quincy Wells Capital, LLCBroker
March 2026 - Present · 7 mos
Vann Equity Management LLC
August 2023 - Present · 3 yrs 2 mos
Previous Registrations
Great Point Capital LLCBroker
June 2023 - March 2026 · 2 yrs 9 mos
B.B. Graham & Company, INC.Broker
September 2021 - July 2023 · 1 yr 10 mos
The Hughes Group Wealth Management Partners LLC
June 2021 - August 2023 · 2 yrs 2 mos
The Hughes Group Wealth Management Partners LLC
June 2021 - June 2021 · 0 mos
Scf Investment Advisors, INC.
November 2013 - June 2021 · 7 yrs 7 mos
Scf Securities, INC.Broker
November 2013 - June 2021 · 7 yrs 7 mos
Alamo Asset Advisors
October 2013 - October 2013 · 0 mos
Alamo Asset Advisors
March 2013 - June 2013 · 3 mos
Wfg Investments, INC.Broker
March 2013 - June 2013 · 3 mos
Waddell & Reed, INC.
February 2008 - December 2012 · 4 yrs 10 mos
Waddell & Reed, INC.Broker
February 2008 - December 2012 · 4 yrs 10 mos
Girard Securities, INC.Broker
March 2006 - December 2007 · 1 yr 9 mos
United Capital Financial Advisers, INC.
February 2006 - February 2008 · 2 yrs
Stabil Capital Management, INC.
February 2005 - May 2006 · 1 yr 3 mos
TD Waterhouse Investor Services, INC.Broker
July 2004 - January 2005 · 6 mos
TD Waterhouse Investor Services, INC.
July 2004 - January 2005 · 6 mos
Rushmore Investment Advisors INC
October 2003 - August 2004 · 10 mos
Charles Schwab & CO., INC.Broker
February 1992 - September 2002 · 10 yrs 7 mos
F.N. Wolf & CO., INC.Broker
July 1991 - November 1991 · 4 mos
State Registrations1 state
TX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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