KP
CFP
KP
CFP

Keith Dow Powell

32 Years of Experience
3 DisclosuresBrokerSells Insurance
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
5 advisors
Number of Clients
174 clients
Average Client Portfolio
$1.2M average
Assets Under Management
$203.6M

Fee Structure

Minimum Investment:$40K
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $250K1.25%
$250K - $500K1.15%
$500K - $750K1.10%
$750K - $1000K1.00%
$1.0M - $3.0M0.95%
$3.0M - $5.0M0.90%
$5M+0.75%

Fees are negotiable based on certain criteria.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

11824 Jollyville Rd., Suite 500, Austin, TX, 78759

Get directions

History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
October 2024
Final
Regulatory
June 2013
Final
Employment Separation After Allegations
June 2013
Other Business ActivitiesSells Insurance

Keith is involved in several business activities, including being a limited partner in KNS Ventures LP, president of Lucid Life Holdings, and owner/president of Austin Divorce Planners. He also sells fixed insurance as a sole proprietor and is a partner at Compass & Crest, a fixed income sales company.

Employment History
Current Registrations
Vann Equity Management LLC
August 2023 - Present · 2 yrs 6 mos
Great Point Capital LLCBroker
June 2023 - Present · 2 yrs 8 mos
Previous Registrations
B.B. Graham & Company, INC.Broker
September 2021 - July 2023 · 1 yr 10 mos
The Hughes Group Wealth Management Partners LLC
June 2021 - August 2023 · 2 yrs 2 mos
The Hughes Group Wealth Management Partners LLC
June 2021 - June 2021 · 0 mos
Scf Investment Advisors, INC.
November 2013 - June 2021 · 7 yrs 7 mos
Scf Securities, INC.Broker
November 2013 - June 2021 · 7 yrs 7 mos
Alamo Asset Advisors
October 2013 - October 2013 · 0 mos
Alamo Asset Advisors
March 2013 - June 2013 · 3 mos
Wfg Investments, INC.Broker
March 2013 - June 2013 · 3 mos
Waddell & Reed, INC.
February 2008 - December 2012 · 4 yrs 10 mos
Waddell & Reed, INC.Broker
February 2008 - December 2012 · 4 yrs 10 mos
Girard Securities, INC.Broker
March 2006 - December 2007 · 1 yr 9 mos
United Capital Financial Advisers, INC.
February 2006 - February 2008 · 2 yrs
Stabil Capital Management, INC.
February 2005 - May 2006 · 1 yr 3 mos
TD Waterhouse Investor Services, INC.Broker
July 2004 - January 2005 · 6 mos
TD Waterhouse Investor Services, INC.
July 2004 - January 2005 · 6 mos
Rushmore Investment Advisors INC
October 2003 - August 2004 · 10 mos
Charles Schwab & CO., INC.Broker
February 1992 - September 2002 · 10 yrs 7 mos
F.N. Wolf & CO., INC.Broker
July 1991 - November 1991 · 4 mos
State Registrations6 states
AZCOLANJTXUT
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Keith Dow Powell - Financial Advisor | TrueAdvisor