Naveen Sharma
Naveen Sharma is a CFP-designated registered investment advisor at Nicollet Investment Management, INC., based in Minneapolis, MN, with 31 years of industry experience. Naveen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 315 clients with $530M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $5.0M | 1.10% |
| $5.0M - $10.0M | 1.00% |
| $10.0M - $20.0M | 0.90% |
| $20.0M - $50.0M | 0.75% |
| $50M+ | 0.55% |
These fees are for clients using active stock investment strategies. For clients using mutual funds or ETFs for stock investments and individual security fixed income management, the fee is 0.50% annually. Fees are negotiable.
Fee Estimator
Location
800 Washington Avenue North, Suite 150, Minneapolis, MN, 55401
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Nicollet Investment Management, INC.
Previous Registrations
U.S. Bancorp Investments, INC.Broker
U.S. Bancorp Investments, INC.
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
Managed Account Services, LLCBroker
Ipc Private Wealth Partners, LLC
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
The Oak Ridge Financial Services Group, INC
The Oak Ridge Financial Services Group, INC.Broker
Robert W. Baird & CO. IncorporatedBroker
Piper Jaffray INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.