David Parent
David Parent is a registered investment advisor at Cambridge Investment Research Advisors, INC., based in East Hartford, CT, with 34 years of industry experience. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 323,031 clients with $100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Cambridge Investment Research Advisors (CIRA) offers investment management services through several platforms. Fees are based on a percentage of your portfolio's value and are negotiable. The maximum annual fee is 2.25%. Fees can be structured as flat, tiered, or breakpoint. You may also encounter setup fees and service fees. Fees are typically deducted directly from your account. CIRA also offers WealthPort, a wrap fee program with inclusive fees. The WealthPort maximum advisory fee is 2.25% annually.
Location
55 Hartland Street, Suite 402, East Hartford, CT, 06108
Get directionsHistory
Regulatory History (2)
Customer Dispute
June 2018Customer Dispute
November 2011Other Business ActivitiesSells Insurance
David provides fixed insurance products and wealth management advice through Financial Vision Advisory Services, LLC and Financial Vision, LLC. He is also a registered representative with OSAIC Wealth, Inc., buying and selling securities for client accounts, and spends about half his time on these activities.
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
Cambridge Investment Research Advisors, INC.
Financial Vision Advisory Services, LLC
Previous Registrations
Osaic Wealth, INC.Broker
Securities America, INC.Broker
Financial Vision Advisory Services, LLC
Securities Service Network, LLCBroker
Main Street Management CompanyBroker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.