TrueAdvisor
TrueAdvisor
RR
RR

Robert Ryan

UBS Financial Services INC.
35 Years of Experience
Boston, MA
2 DisclosuresBroker
View SEC Summary
View SEC Summary

Robert Ryan is a registered investment advisor at UBS Financial Services INC., based in Boston, MA, with 35 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.

UBS Financial Services INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9366 advisors
IM Fee
Planning only
Assets Under Management
$915.8B

Fee Structure

Investment management only (planning not offered)
  • Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
One-Time Plan:$500 - $50,000
View Full SEC Brochure

Location

One Post Office Square, Boston, MA, 02109

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2026
Denied
Customer Dispute
January 2014
Award / Judgment
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Robert is a board member and treasurer for Neurofibromatosis, Inc., a charity, since 2009. He also owns rental property since 2015, dedicating minimal time outside of business hours to this activity.

Employment History
Current Registrations
UBS Financial Services INC.Broker
February 2019 - Present · 7 yrs 8 mos
UBS Financial Services INC.
February 2019 - Present · 7 yrs 8 mos
UBS Financial Services INC.
February 2019 - Present · 7 yrs 8 mos
Previous Registrations
Morgan Stanley
June 2009 - February 2019 · 9 yrs 8 mos
Morgan StanleyBroker
June 2009 - February 2019 · 9 yrs 8 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
February 2007 - April 2007 · 2 mos
Morgan Stanley Dw INC.Broker
February 2007 - April 2007 · 2 mos
Merrill Lynch Pierce Fenner & Smith INC.
October 2004 - February 2007 · 2 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 1991 - February 2007 · 15 yrs 7 mos
State Registrations27 states
CACOCTDCFLGAHIILMAMDMEMIMSNCNDNHNJNYOHPARISCTXVAVTWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Boston, MA →All financial advisors in Massachusetts →