John Rucker
John Rucker is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Birmingham, AL, with 34 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.
Fee Estimator
Location
800 Shades Creek Parkway, Suites 750 & 775, Birmingham, AL, 35209
Get directionsHistory
Regulatory History (1)
Customer Dispute
August 2010Other Business Activities
John is involved with the Mountain Brook Chamber of Commerce as Past President/Board Member, spending minimal time there. He is also a board member for JH Outback Birmingham and Vestavia Country Club, dedicating minimal time to each.
Employment History
Current Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
Stifel, Nicolaus & Company, Incorporated
Previous Registrations
Sterne Agee Asset Management, INC.
Sterne, Agee & Leach, INC.Broker
State Registrations25 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Phillip GannStifel, Nicolaus & Company, Incorporated
- Linda DanielStifel, Nicolaus & Company, Incorporated
- James DixonStifel, Nicolaus & Company, Incorporated
- Stephen Agricola, CFPStifel, Nicolaus & Company, Incorporated
- Jeremy DuckStifel, Nicolaus & Company, Incorporated
- Patrick DavidStifel, Nicolaus & Company, Incorporated