James Dixon
James Dixon is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Birmingham, AL, with 31 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
800 Shades Creek Parkway, Suites 750 & 775, Birmingham, AL, 35209
Get directionsHistory
Regulatory History (1)
Customer Dispute
March 2009Other Business Activities
James is a minority owner in RMACK, LLC, a land and timber business, but has no duties. He is also a board member for Carriage Place Condominium Owners Association, dedicating minimal time, and an owner of 6395 Airport Boulevard, LLC, a commercial real estate investment, spending a few hours per week.
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Previous Registrations
Sterne Agee Asset Management, INC.
Sterne Agee & Leach, INC. Capital Management
Sal Financial Services, INC.Broker
Sterne Agee Capital Markets, INC.Broker
Sterne, Agee & Leach, INC.Broker
State Registrations24 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.