Patrick David
Patrick David is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Birmingham, AL, with 31 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
800 Shades Creek Parkway, Suites 750 & 775, Birmingham, AL, 35209
Get directionsHistory
Regulatory History (1)
Customer Dispute
June 2008Other Business Activities
Patrick is involved in two real estate ventures: Gunski LLC for real estate investment, and Rectory, LLC for single property real estate ownership. These activities take minimal time and are investment-related.
Employment History
Current Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
Stifel, Nicolaus & Company, Incorporated
Previous Registrations
Sterne, Agee & Leach, INC.Broker
Sterne Agee Asset Management, INC.
Nbc Securities, INC.
Nbc Securities, INC.Broker
Sterne, Agee & Leach, INC.Broker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.