Ira Mark is a registered investment advisor at Morgan Stanley, based in Jericho, NY, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
Two Jericho Plaza, Jericho, NY, 11753
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Regulatory History (4)
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Customer Dispute
May 2009Denied
Customer Dispute
January 2009Denied
Customer Dispute
July 2002Settled
Customer Dispute
November 2001Withdrawn
Employment History
Current Registrations
Morgan Stanley
September 2020 - Present · 5 yrs 8 mos
Morgan StanleyBroker
September 2020 - Present · 5 yrs 8 mos
Previous Registrations
RBC Capital Markets, LLCBroker
October 2013 - September 2020 · 6 yrs 11 mos
RBC Capital Markets, LLC
October 2013 - September 2020 · 6 yrs 11 mos
Morgan StanleyBroker
June 2009 - October 2013 · 4 yrs 4 mos
Morgan Stanley
June 2009 - October 2013 · 4 yrs 4 mos
Morgan Stanley & CO. Incorporated
June 2007 - June 2009 · 2 yrs
Morgan Stanley & CO. IncorporatedBroker
June 2007 - June 2009 · 2 yrs
UBS Financial Services INC.Broker
April 2003 - July 2007 · 4 yrs 3 mos
Citigroup Global Markets INC.Broker
August 1992 - April 2003 · 10 yrs 8 mos
J. B. Hanauer & CO.Broker
December 1991 - August 1992 · 8 mos
Ryan, Beck & CO.Broker
August 1991 - January 1992 · 5 mos
State Registrations48 states
AKALAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNENHNJNMNVNYOHORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.