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Marco Azizi

Centaurus Financial, INC.
35 Years of Experience
San Jose, CA
8 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Marco Azizi is a registered investment advisor at Centaurus Financial, INC., based in San Jose, CA, with 35 years of industry experience. Marco is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Corporate Executives, Education Planning, Estate Planning, and 5 more. Their firm serves 45,336 clients with $9.7B in assets under management.

Centaurus Financial, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
441 advisors
Number of Clients
45,336 clients
Average Client Portfolio
$215K average
Assets Under Management
$9.7B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum advisory fee is 2.25% for most programs (1.50% for annuity and variable life management, 1.35% for adviser-directed accounts). Fees are negotiable at the discretion of the representative.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

99 S. Almaden Blvd., Suite 600, San Jose, CA, 95113

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History

Regulatory History (8)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2025
Pending
Customer Dispute
May 2024
Settled
Customer Dispute
August 2023
Settled
Customer Dispute
February 2021
Settled
Customer Dispute
September 2019
Settled
Customer Dispute
October 2018
Denied
Customer Dispute
March 2006
Denied
Customer Dispute
January 2006
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Marco sells whole life insurance through MassMutual Pacific, dedicating minimal time to evaluating client needs. He is also a member of Estate Planning Team, explaining deferred sales trusts, and a branch manager for Global Capital Wealth Management for branding purposes.

Employment History
Current Registrations
Centaurus Financial, INC.
July 2016 - Present · 10 yrs 3 mos
Centaurus Financial, INC.Broker
July 2016 - Present · 10 yrs 3 mos
Previous Registrations
Cetera Investment Advisers LLC
October 2015 - July 2016 · 9 mos
Summit Brokerage Services, INC.Broker
September 2015 - July 2016 · 10 mos
J P Turner & Company Capital Management, LLC
October 2007 - November 2015 · 8 yrs 1 mo
J.P. Turner & Company, L.L.C.Broker
March 2002 - December 2015 · 13 yrs 9 mos
Global Capital Securities CorporationBroker
January 1993 - March 2002 · 9 yrs 2 mos
Kober Financial CORP.Broker
July 1992 - January 1993 · 6 mos
J. W. Gant & Associates, INC.Broker
July 1991 - July 1992 · 1 yr
State Registrations12 states
CADCDEFLGAIDMDNYPATXUTVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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