Joseph Drier
Joseph Drier is a registered investment advisor at UBS Financial Services INC., based in Boston, MA, with 35 years of industry experience. Joseph is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
Location
One Post Office Square, 35th Floor, Boston, MA, 02109
Get directionsHistory
Regulatory History (1)
Customer Dispute
March 1998Other Business Activities
Joseph is a member of the Board of Trustees for Signature Healthcare, a hospital, since 2008. He is also the Chairman of the Brockton Hospital Foundation and a member of the Board of Trustees, dedicating minimal time to this role.
Employment History
Current Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Previous Registrations
Citigroup Global Markets INC.Broker
Prudential Securities IncorporatedBroker
Dean Witter Reynolds INC.Broker
Hawthorne Securities CorporationBroker
State Registrations37 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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