Eric Ward is a registered investment advisor, based in Louisville, KY, with 34 years of industry experience.
Location
2305 Hurstbourn Village Drive, Suite 700, Louisville, KY, 40299
Get directionsHistory
Regulatory History (1)
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Customer Dispute
January 2010Withdrawn
Other Business ActivitiesSells Insurance
Eric is a member of CEN Properties, LLC, managing property, dedicating minimal time. He also works as an agent for ASH Brokerage, marketing and selling fixed insurance business, spending minimal time, and sells and services Life, LTC, insurance through Quantum Financial Consultants, LLC, dedicating a few hours per week.
Employment History
Current Registrations
World Investments, LLCBroker
October 2025 - Present · 7 mos
World Investment Advisors, LLC
November 2016 - Present · 9 yrs 6 mos
Previous Registrations
Pensionmark Securities, LLCBroker
September 2017 - October 2025 · 8 yrs 1 mo
Capfinancial Securities, LLC.Broker
November 2016 - September 2017 · 10 mos
Independent Financial Group, LLC
September 2014 - November 2016 · 2 yrs 2 mos
Independent Financial Group, LLCBroker
September 2014 - November 2016 · 2 yrs 2 mos
Financial Telesis, INC.
August 2010 - August 2014 · 4 yrs
Financial Telesis INCBroker
August 2010 - August 2014 · 4 yrs
Quantum Financial Consultants, LLC
July 2010 - March 2017 · 6 yrs 8 mos
Vsr Advisory Services
July 2009 - August 2010 · 1 yr 1 mo
Vsr Financial Services, INC.Broker
July 2009 - August 2010 · 1 yr 1 mo
Qa3 Financial LLC
February 2001 - August 2009 · 8 yrs 6 mos
Qa3 Financial CORP.Broker
January 2001 - August 2009 · 8 yrs 7 mos
Washington Square Securities, INC.Broker
February 1996 - January 2001 · 4 yrs 11 mos
Equity Resources, LLC
June 1994 - December 2005 · 11 yrs 6 mos
John Hancock Distributors, INC.Broker
January 1992 - February 1996 · 4 yrs 1 mo
John Hancock Mutual Life Insurance CompanyBroker
January 1992 - February 1996 · 4 yrs 1 mo
Mony Securities CORP.Broker
October 1991 - January 1992 · 3 mos
State Registrations2 states
INKY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.