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David Fruh

Commonwealth Financial Network
23 Years of Experience
Colorado Springs, CO
1 DisclosureMay Earn Commission
View SEC Summary
View SEC Summary

David Fruh is a registered investment advisor at Commonwealth Financial Network, based in Colorado Springs, CO, with 23 years of industry experience. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 360,488 clients with $210B in assets under management.

Commonwealth Financial Network
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2904 advisors
Number of Clients
360,488 clients
Average Client Portfolio
$590K average
Assets Under Management
$212.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Minimum Annual Fee:$600
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $750K2.25%
$750K - $1.0M2.00%
$1.0M - $2.0M1.75%
$2M+1.50%

Fees are negotiable. Schedule represents maximum allowable annual management fees for PPS Custom programs. Other programs like PPS Select and PPS Direct have separate advisor and program fee schedules.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

5555 Erindale Dr, Colorado Springs, CO, 80918

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
December 2016
Final
View Full SEC ReportHow to Read Disclosures
Other Business Activities

David is the owner and sole proprietor of David E. Fruh CPA, PC, a tax preparation and accounting business, since 2000. He dedicates nearly full-time hours to preparing income tax returns for businesses and individuals.

Employment History
Current Registrations
Commonwealth Financial Network
October 2015 - Present · 11 yrs
Previous Registrations
H.D. Vest Advisory Services, INC
January 2013 - October 2015 · 2 yrs 9 mos
Hd Vest Investment ServicesBroker
December 2011 - October 2015 · 3 yrs 10 mos
H.D. Vest Advisory Services, INC
February 2003 - December 2005 · 2 yrs 10 mos
H.D. Vest Investment ServicesBroker
August 2002 - December 2005 · 3 yrs 4 mos
Long Grove Trading CO.Broker
March 2001 - August 2002 · 1 yr 5 mos
Washington Square Securities, INC.Broker
November 2000 - March 2001 · 4 mos
Long Grove Trading CO.Broker
February 1999 - November 2000 · 1 yr 9 mos
Pwr Associates
January 1999 - April 2003 · 4 yrs 3 mos
H.D. Vest Investment Securities, INC.Broker
June 1998 - February 1999 · 8 mos
Olde Discount CorporationBroker
February 1992 - October 1992 · 8 mos
Chatfield Dean & CO., INC.Broker
July 1991 - January 1992 · 6 mos
State Registrations1 state
CO
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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