MF
MF
Marc Feldman
34 Years of Experience
Delray beach, FL
4 DisclosuresBroker
Marc Feldman is a registered investment advisor at Morgan Stanley, based in Delray beach, FL, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
Delray beach, FL
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Regulatory History (4)
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Customer Dispute
December 2008Settled
Customer Dispute
July 2008Settled
Customer Dispute
February 2003Settled
Customer Dispute
May 2002Settled
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 17 yrs 3 mos
Morgan Stanley
June 2009 - Present · 17 yrs 3 mos
Morgan StanleyBroker
June 2009 - Present · 17 yrs 3 mos
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
February 2001 - April 2007 · 6 yrs 2 mos
Morgan Stanley Dw INC.Broker
September 2000 - April 2007 · 6 yrs 7 mos
First Union Securities, INC.Broker
October 1999 - October 2000 · 1 yr
First Union Capital Markets CORP.Broker
August 1991 - October 1999 · 8 yrs 2 mos
J. W. Gant & Associates, INC.Broker
August 1991 - September 1991 · 1 mo
State Registrations41 states
AKAZCACOCTDCDEFLGAHIIAILINLAMAMDMEMIMNMOMSNCNHNJNMNVNYOHOKORPARISCTNTXUTVAWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.