JK
JK
Jeffrey Kaufman is a registered investment advisor at Morgan Stanley, based in Rockville, MD, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
702 King Farm Boulevard, Suite 500, Rockville, MD, 20850
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Regulatory History (1)
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Customer Dispute
October 2004Denied
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 1997 - June 2009 · 11 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 1997 - June 2009 · 12 yrs 3 mos
Olde Discount CorporationBroker
September 1993 - April 1997 · 3 yrs 7 mos
Legg Mason Wood Walker, IncorporatedBroker
June 1993 - July 1993 · 1 mo
F.N. Wolf & CO., INC.Broker
March 1993 - May 1993 · 2 mos
State Registrations39 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.