RG
RG
Richard Golod is a registered investment advisor at Morgan Stanley, based in Rockville, MD, with 47 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
702 King Farm Boulevard, Suite 500, Rockville, MD, 20850
Get directionsHistory
Regulatory History (2)
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Customer Dispute
November 1981Settled
Employment Separation After Allegations
September 1981Employment History
Current Registrations
Morgan Stanley
July 2017 - Present · 8 yrs 10 mos
Morgan Stanley
June 2017 - Present · 8 yrs 11 mos
Morgan StanleyBroker
June 2017 - Present · 8 yrs 11 mos
Previous Registrations
Provasi Capital Partners LPBroker
April 2015 - July 2016 · 1 yr 3 mos
Invesco Distributors, INC.Broker
June 2010 - April 2015 · 4 yrs 10 mos
Van Kampen Funds INC.Broker
January 1997 - June 2010 · 13 yrs 5 mos
Morgan Stanley & CO., IncorporatedBroker
February 1996 - January 1997 · 11 mos
Fundmark Investment Company Services, INC.Broker
February 1993 - January 1996 · 2 yrs 11 mos
Krupp Securities CorporationBroker
August 1985 - December 1992 · 7 yrs 4 mos
First Capital Investment CorporationBroker
August 1982 - June 1985 · 2 yrs 10 mos
Bache Halsey Stuart Shields IncorporatedBroker
November 1981 - July 1982 · 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1978 - December 1981 · 3 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith, INC.Broker
September 1977 - September 1978 · 1 yr
State Registrations51 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.