AZ
AZ

Alfred Zimmerman

34 Years of Experience
Hurst, TX
3 DisclosuresBroker

Alfred Zimmerman is a registered investment advisor at LPL Financial LLC, based in Hurst, TX, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

860 Airport Fwy West Ste 201, Hurst, TX, 76054

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2007
Settled
Customer Dispute
July 2002
Denied
Customer Dispute
March 1999
Denied
Employment History
Current Registrations
LPL Financial LLC
August 2005 - Present · 20 yrs 11 mos
LPL Financial LLCBroker
August 2005 - Present · 20 yrs 11 mos
Previous Registrations
American Express Service CorporationBroker
February 1992 - December 1994 · 2 yrs 10 mos
American Express Financial Advisors INC.Broker
July 1991 - August 2005 · 14 yrs 1 mo
American Express Financial Advisors, INC.
July 1991 - August 2005 · 14 yrs 1 mo
Ids Life Insurance CompanyBroker
July 1991 - August 2005 · 14 yrs 1 mo
Ideal Securities, INC.Broker
July 1991 - August 1991 · 1 mo
State Registrations13 states
CADEFLGAMONCNJNMOHORTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.