Jonathan Cummings
Jonathan Cummings is a registered investment advisor at LPL Financial LLC, based in Hurst, TX, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
860 Airport Fwy Ste 601, Hurst, TX, 76054
Get directionsHistory
Regulatory History (4)
Customer Dispute
January 2022Customer Dispute
October 2021Customer Dispute
June 2020Customer Dispute
March 2009Other Business ActivitiesSells Insurance
Jonathan is involved in several business activities. These include a business entity for tax/investment purposes, a DBA for LPL business, another DBA for LPL business (True Freedom 401(k)), non-variable insurance through Cummings Financial Services, and rental property through Cummings Financial Services.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
Securities America, INC.Broker
Securities America Advisors, INC.
Investacorp Advisory Services INC
Investacorp, INC.Broker
AXA Advisors, LLC
AXA Advisors, LLCBroker
Mony Securities CorporationBroker
Prudential Securities Incorporated
Prudential Securities IncorporatedBroker
Foresters Equity Services, INC.Broker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.