EP
EP

Earl Pedersen

14 Years of Experience
Branchburg, NJ
5 DisclosuresBroker

Earl Pedersen is a registered investment advisor at LPL Financial LLC, based in Branchburg, NJ, with 14 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

3322 Route 22 Ste 1003 Bldg 10, Branchburg, NJ, 08876

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
October 2003
Final
Regulatory
April 1999
Final
Regulatory
January 1998
Final
Regulatory
June 1995
Final
Regulatory
October 1993
Final
Other Business Activities

Earl works for the New Jersey Department of Treasury investigating businesses for tax compliance, taking about half of his time. He also operates Newroads Financial Group LLC as a DBA for his LPL business, dedicating nearly full-time hours to this investment-related activity.

Employment History
Current Registrations
LPL Financial LLC
February 2024 - Present · 2 yrs 3 mos
LPL Financial LLCBroker
February 2024 - Present · 2 yrs 3 mos
Previous Registrations
Cetera Investment Advisers LLC
August 2023 - February 2024 · 6 mos
Cetera Advisor Networks LLCBroker
August 2023 - February 2024 · 6 mos
Securian Financial Services, INC.
March 2012 - August 2023 · 11 yrs 5 mos
Securian Financial Services, INC.Broker
November 2011 - August 2023 · 11 yrs 9 mos
State Registrations12 states
CACTFLGAMDNCNJNYOHPATXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.