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Christopher Ferrone

11 Years of Experience
Wayne, NJ
1 DisclosureBrokerSells Insurance

Christopher Ferrone is a registered investment advisor at LPL Financial LLC, based in Wayne, NJ, with 11 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
September 2016
Other Business ActivitiesSells Insurance

Christopher operates under the DBAs Gladstone Wealth Partners and Avail Wealth Group LLC for his LPL business. He also engages in non-variable insurance activities and is involved with East Coast Market Place LLC for tax/investment purposes, dedicating minimal time. Additionally, Christopher acts in a fiduciary capacity for Going Gold Choreography, LLC, spending minimal time.

Employment History
Current Registrations
LPL Financial LLCBroker
March 2022 - Present · 4 yrs 4 mos
LPL Financial LLC
March 2022 - Present · 4 yrs 4 mos
LPL Financial LLC
March 2022 - Present · 4 yrs 4 mos
Previous Registrations
MML Investors Services, LLC
July 2019 - March 2022 · 2 yrs 8 mos
MML Investors Services, LLCBroker
July 2019 - March 2022 · 2 yrs 8 mos
Ameriprise Financial Services, INC.
September 2016 - August 2017 · 11 mos
Ameriprise Financial Services, INC.Broker
September 2016 - August 2017 · 11 mos
Morgan Stanley
September 2015 - October 2016 · 1 yr 1 mo
Morgan StanleyBroker
May 2013 - October 2016 · 3 yrs 5 mos
State Registrations7 states
DEFLGAMANJNYTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.