Ronald Garutti
Ronald Garutti is a CFP-designated registered investment advisor at LPL Financial LLC, based in Branchburg, NJ, with 31 years of industry experience. Ronald is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
3322 Route 22 Ste 1003 Bldg 10, Branchburg, NJ, 08876
Get directionsHistory
Regulatory History (2)
Customer Dispute
August 2017Customer Dispute
May 2009Other Business ActivitiesSells Insurance
Ronald operates Newroads Financial Group and Lifetime Financial Planning as DBAs for his LPL business, dedicating full-time hours to these investment-related activities. He also sells life insurance, disability insurance, long-term care insurance, and fixed annuities, spending minimal time on these activities.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cetera Investment Advisers LLC
Cetera Advisor Networks LLCBroker
Securian Financial Services, INC.Broker
Securian Financial Services, INC.
Ws Griffith Securities, INC.
Ws Griffith Securities, INC.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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