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Craig Roth

Foundations Investment Advisors LLC
33 Years of Experience
Renton, WA
View SEC Summary
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Craig Roth is a registered investment advisor at Foundations Investment Advisors LLC, based in Renton, WA, with 33 years of industry experience. Craig operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Federal Employees, and 6 more. Their firm serves 29,663 clients with $10B in assets under management.

Foundations Investment Advisors LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
297 advisors
Number of Clients
29,663 clients
Average Client Portfolio
$340K average
Assets Under Management
$10.1B

Fee Structure

Minimum Investment:$5K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Maximum annual advisory fee is 2.00%. Fees are negotiable. Accounts with more than three investment strategies incur an additional $15 annual fee per extra strategy, and all accounts pay a $50 annual administrative and technology fee.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

900 SW 16th St., Suite # 300, Renton, WA, 98057

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Foundations Investment Advisors LLC
October 2025 - Present · 1 yr
Previous Registrations
B.O.S.S. Retirement Advisors, LLC
April 2024 - October 2025 · 1 yr 6 mos
Wayfinding Financial, LLC
April 2021 - April 2024 · 3 yrs
Adams Financial Concepts, LLC
January 2021 - March 2021 · 2 mos
Goldbloom Wealth Management LLC
June 2018 - January 2021 · 2 yrs 7 mos
CUNA Brokerage Services, INC.Broker
June 2017 - April 2018 · 10 mos
CUNA Brokerage Services, INC.
May 2017 - April 2018 · 11 mos
Global Financial Private Capital, LLC
July 2015 - November 2016 · 1 yr 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
May 2013 - February 2015 · 1 yr 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2013 - February 2015 · 1 yr 9 mos
E*trade Capital Management, LLC
December 2011 - April 2013 · 1 yr 4 mos
E*trade Securities LLCBroker
November 2011 - April 2013 · 1 yr 5 mos
Kovack Advisors, INC.
June 2006 - December 2011 · 5 yrs 6 mos
Kovack Securities INC.Broker
June 2006 - November 2011 · 5 yrs 5 mos
Rk Advisors
June 2006 - August 2006 · 2 mos
Citigroup Global Markets INC.
April 2003 - July 2006 · 3 yrs 3 mos
Citigroup Global Markets INC.Broker
May 1996 - July 2006 · 10 yrs 2 mos
Olde Discount CorporationBroker
April 1993 - June 1996 · 3 yrs 2 mos
Investors Associates, INC.Broker
August 1992 - March 1993 · 7 mos
Chatfield Dean & CO., INC.Broker
August 1991 - July 1992 · 11 mos
State Registrations1 state
WA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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