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Karin Mottus

Stifel, Nicolaus & Company, Incorporated
34 Years of Experience
Hunt Valley, MD
Broker
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Karin Mottus is a CFA-designated registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Hunt Valley, MD, with 34 years of industry experience. Karin is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.

Stifel, Nicolaus & Company, Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3355 advisors
Number of Clients
236,191 clients
Average Client Portfolio
$836K average
Assets Under Management
$197.5B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

303 International Circle, Suite 590, Hunt Valley, MD, 21030

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
June 2007 - Present · 19 yrs 4 mos
Stifel, Nicolaus & Company, IncorporatedBroker
June 2007 - Present · 19 yrs 4 mos
Stifel, Nicolaus & Company, Incorporated
June 2007 - Present · 19 yrs 4 mos
Previous Registrations
Ryan Beck & CO.Broker
January 2007 - June 2007 · 5 mos
Ryan Beck & CO.
January 2007 - June 2007 · 5 mos
Clearbridge Advisors, LLC
June 2006 - January 2007 · 7 mos
Legg Mason Investor Services, LLCBroker
December 2005 - January 2007 · 1 yr 1 mo
Legg Mason Wood Walker, IncorporatedBroker
January 1992 - December 2005 · 13 yrs 11 mos
State Registrations21 states
CACOCTDCDEFLGAILMAMDMEMNNVNYORPATXVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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