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SA
CFP · ChFC
SA
CFP · ChFC

Scott Alberding

Stifel, Nicolaus & Company, Incorporated
28 Years of Experience
Hunt Valley, MD
Broker
View SEC Summary
View SEC Summary

Scott Alberding is a CFP, ChFC-designated registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Hunt Valley, MD, with 28 years of industry experience. Scott is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.

Stifel, Nicolaus & Company, Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3355 advisors
Number of Clients
236,191 clients
Average Client Portfolio
$836K average
Assets Under Management
$197.5B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

303 International Circle, Suite 590, Hunt Valley, MD, 21030

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Scott is a co-owner of Crab Alley Craft House LLC, a rental property. This activity is not investment-related and takes minimal time.

Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
August 2007 - Present · 19 yrs 2 mos
Stifel, Nicolaus & Company, IncorporatedBroker
August 2007 - Present · 19 yrs 2 mos
Stifel, Nicolaus & Company, Incorporated
August 2007 - Present · 19 yrs 2 mos
Previous Registrations
RBC Dain Rauscher INC.
August 2005 - August 2007 · 2 yrs
RBC Dain Rauscher INC.Broker
August 2005 - August 2007 · 2 yrs
Deutsche Bank Securities INC.Broker
January 2001 - August 2005 · 4 yrs 7 mos
Deutsche Bank Securities INC.
January 2000 - August 2005 · 5 yrs 7 mos
Db Alex. Brown LLCBroker
October 1997 - January 2001 · 3 yrs 3 mos
State Registrations32 states
ALAZCACOCTDCDEFLGAIDILLAMAMDMEMNMONCNHNJNMNYOHPARISCTXUTVAVTWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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