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Daniel Newell

Stifel, Nicolaus & Company, Incorporated
48 Years of Experience
Hunt Valley, MD
1 DisclosureBroker
View SEC Summary
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Daniel Newell is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Hunt Valley, MD, with 48 years of industry experience. Daniel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.

Stifel, Nicolaus & Company, Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3355 advisors
Number of Clients
236,191 clients
Average Client Portfolio
$836K average
Assets Under Management
$197.5B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

303 International Circle, Suite 590, Hunt Valley, MD, 21030

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2007
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Daniel serves as a personal representative for a non-family trust. This activity is not investment-related.

Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
February 2018 - Present · 8 yrs 8 mos
Stifel, Nicolaus & Company, Incorporated
February 2018 - Present · 8 yrs 8 mos
Stifel, Nicolaus & Company, IncorporatedBroker
February 2018 - Present · 8 yrs 8 mos
Previous Registrations
RBC Capital Markets, LLCBroker
March 2009 - March 2018 · 9 yrs
RBC Capital Markets, LLC
March 2009 - March 2018 · 9 yrs
Ferris, Baker Watts, LLC
November 2005 - March 2009 · 3 yrs 4 mos
Ferris, Baker Watts, LLCBroker
July 1989 - March 2009 · 19 yrs 8 mos
Painewebber IncorporatedBroker
May 1982 - July 1989 · 7 yrs 2 mos
Bache Halsey Stuart Shields IncorporatedBroker
May 1979 - June 1982 · 3 yrs 1 mo
Legg Mason Wood Walker, IncorporatedBroker
July 1978 - January 1980 · 1 yr 6 mos
State Registrations17 states
DCDEFLIDMDMEMIMONCNYOHPASCTNVAWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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