Daniel Newell
Daniel Newell is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Hunt Valley, MD, with 47 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
303 International Circle, Suite 590, Hunt Valley, MD, 21030
Get directionsHistory
Regulatory History (1)
Customer Dispute
August 2007Other Business Activities
Daniel serves as a personal representative for a non-family trust. This activity is not investment-related.
Employment History
Current Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, Incorporated
Previous Registrations
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
Ferris, Baker Watts, LLC
Ferris, Baker Watts, LLCBroker
Painewebber IncorporatedBroker
Bache Halsey Stuart Shields IncorporatedBroker
Legg Mason Wood Walker, IncorporatedBroker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.