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Jacqueline Waterworth

Raymond James Financial Services Advisors, INC
29 Years of Experience
Reading, PA
1 DisclosureBroker
View SEC Summary
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Jacqueline Waterworth is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Reading, PA, with 29 years of industry experience. Jacqueline is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 508,439 clients with $390B in assets under management.

Raymond James Financial Services Advisors, INC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6724 advisors
Number of Clients
508,439 clients
Average Client Portfolio
$767K average
Assets Under Management
$390.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum annual fee percentage is 2.25% of assets under advisement. Specific fees are negotiable with your financial advisor based on time, complexity, and portfolio size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

3045 N 5th Street Hwy, Ste 16, Reading, PA, 19605

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
January 2024
Final
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
August 2026 - Present · 2 mos
Raymond James Financial Services Advisors, INC
August 2026 - Present · 2 mos
Previous Registrations
LPL Financial LLC
April 2021 - March 2026 · 4 yrs 11 mos
LPL Financial LLCBroker
April 2021 - March 2026 · 4 yrs 11 mos
Lincoln Investment
April 2016 - November 2020 · 4 yrs 7 mos
Lincoln InvestmentBroker
April 2016 - November 2020 · 4 yrs 7 mos
Nationwide Securities, LLC
February 2014 - April 2016 · 2 yrs 2 mos
Nationwide Securities, LLCBroker
January 2014 - April 2016 · 2 yrs 3 mos
PNC Investments
January 2012 - January 2014 · 2 yrs
PNC InvestmentsBroker
January 2012 - January 2014 · 2 yrs
Lincoln Financial Distributors, INC.Broker
June 2008 - December 2011 · 3 yrs 6 mos
Lincoln Financial Distributors, INC.
June 2008 - February 2011 · 2 yrs 8 mos
Raymond James Financial Services, INC.Broker
June 2008 - June 2008 · 0 mos
Raymond James Financial Services
June 2008 - June 2008 · 0 mos
Primevest Financial Services, INC.
November 2006 - June 2008 · 1 yr 7 mos
Primevest Financial Services, INC.Broker
April 2006 - June 2008 · 2 yrs 2 mos
Royal Alliance Associates, INC.Broker
September 2001 - April 2006 · 4 yrs 7 mos
Royal Alliance Associates, INC.Broker
January 1997 - June 1999 · 2 yrs 5 mos
Keogler, Morgan & Company, INC.Broker
August 1993 - January 1997 · 3 yrs 5 mos
State Registrations1 state
PA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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