Christopher Rose
Christopher Rose is a registered investment advisor at Citigroup Global Markets INC., based in West Palm Beach, FL, with 13 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 56,938 clients with $47B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
CGMI offers various investment advisory programs with different fee structures. The CGMI fee is an annualized, fixed, asset-based fee of up to 2% that is negotiable based on a number of factors. Clients may also pay separate fees to third-party investment managers, generally ranging from 0.05% to 1.00% depending on the asset class and investment style. These fees do not include additional charges such as wire transfer fees, taxes, or brokerage commissions for trades executed outside of CGMI or Clearing Firm.
Location
CWM Retail, Sales, 701 Village Blvd, West Palm Beach, FL, 33409
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Christopher is the treasurer for the Catie Hoch Foundation, a charitable organization, since September 2024. He is also the President of Paladin Wealth Management Inc., an inactive corporation, since December 2024.
Employment History
Current Registrations
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Previous Registrations
Esi Financial Advisors
Equity Services, INC.Broker
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
Neil Jesani Wealth Management
LPL Financial LLCBroker
LPL Financial LLC
Uvest Financial Services Group, INC.
Uvest Financial Services Group, INC.Broker
Northwestern Mutual Investment Services, LLCBroker
Balance Sheet Solutions LLCBroker
Goldman, Sachs & CO.Broker
The Ayco Company,l.p.
Mercer Allied Company, L.P.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.